Banking

Advice on all aspects of banking regulation, including initial authorisation; supervision; regulatory capital; conduct of business and consumer protection; market conduct; the responsibility of senior managers; and recovery and resolution planning. 

Advice on transaction structuring to optimise commercial and regulatory capital objectives.

Investment Firms/Broker-Dealers

Advice on initial authorisation; supervision; regulatory capital; conduct of business and consumer protection; market conduct; and the responsibility of senior managers.

Market Infrastructure

Advice on UK and EU legal requirements for market infrastructure including exchanges and central securities depositories.

Retail, Payments Regulation and Consumer Protection

Consumer credit, mortgage regulation, payment services and electronic money. 

Sanctions and AML Compliance

Advice on all aspects of UK, EU and UN sanctions compliance including reviews of prior transactions, reporting obligations and individual and general OFSI licences.

AML/CTF compliance including legal requirements, internal policies and procedures, reporting requirements and internal training.